FNBB Capital Markets, LLC offers you unparalleled service and accountability to guide you through the entire process: We conduct all employee meetings and provide all training. We enroll all eligible employees and provide counsel on the dynamics of your plan. We meet regularly with new enrollees to discuss options. We serve as the intermediary between your bank and the retirement service companies to insure your participants receive the highest quality service. We provide 404C compliance. We meet with key staff regularly throughout the year to review plan status and investment performance. We track investment managers and insure your investments remain consistent with the allocation for each participant, and recommend any necessary reallocation. We monitor funds to be sure there is no style drifting with fund selections. The Team The FNBB Capital Markets, LLC support team is comprised of experienced professionals in the investment, retirement, and ERISA compliance arenas. Our representatives are registered Series 7 and Series 63/65 officers who share a vision of providing professional, high quality personalized service. Your staff receives superior onsite education and ongoing support. The Partnerships We are working with a selected group of the finest retirement plan services companies in the country, bringing you world-class service to tailor a plan that is right for your bank. When FNBB Capital Markets, LLC proposes a plan for your consideration, we bring NOT JUST ONE solution, but we “shop” your plan from among proven, researched quality providers. Our goal is to bring you the best option, but we give you choices to best match up with your expectations. This saves your staff time and resources. Let FNBB Capital Markets, LLC do that work for you! We will be pleased to share with you our list of providers as we meet with you to discuss your specific plan needs. Each offers all the “bells & whistles”: 24/7 Internet access for all participants on a secure website. The ability to manage personal accounts for 401(k) balances. Daily valuation services. Toll-free telephone access. Statements are mailed to participants along with helpful retirement planning articles and tips. For multiple plans, participants can have consolidated statements showing pension, profit sharing and 401(k) values. Even BANK STOCK options are available to provide employees an opportunity to participate in purchasing shares in their bank as an investment, as well as providing a “market” for your individual bank’s stock to be an option for purchase in 401(k)s.

Member FINRA, SIPC