Meetings Agenda

2:30 PM to 3:30 PM

BSA Officer and Support Team Roundtable Discussion

• Effective identifying and Monitoring High Risk Customers
• Performing Due Diligence
• Systems and Staffing Challenges:  What Works and What Doesn’t

JAY FUNDERBURKE
Chief Compliance Officer
Bank of Alapaha

AMY TRAMMEL
BSA Manager, Asst. Compliance Manager
Citizens National Bank, N.A.

JENNIFER BUREL
Chief Risk Officer
Commercial Bank

CHRISTENE WHITMAN
Compliance and BSA Officer
Truliant Federal Credit Union

2:30 PM to 3:30 PM

Treasury Services and Support Team Roundtable Discussion

• Trends in Treasury Services Fraud and Mitigation Controls
• Check Fraud and Positive Pay Services
• Risk Rating Treasury Clients

MISSY LEE
Treasury Services
First American Bank

HALEY HORTON
Treasury Services Manager
First Bank of Alabama

KRISTY POWELL
Directory of Treasury Services
Morris Bank

CHRISTINE WHITMAN
Truliant Federal Credit Union

3:30 PM to 3:45 PM

Break

3:45 PM to 4:45 PM

Domestic Terrorist Red Flags

4:45 PM

End of Day Remarks

8:15 AM to 8:30 AM

Opening Remarks

8:30 AM to 9:30 AM

Law Enforcement Key Trends in Financial Crimes

DAVID BYROADE
U.S. Secret Service
Criminal Investigative Division, FinCEN Liaison
MICHAEL MAXEY
US Postal Inspector
US Postal Inspection Service

DANIEL R. SIGMOND
Special Agent
Federal Bureau of Investigation

9:30 AM to 10:30 AM

Regulatory Insight on BSA and Fraud Exposure:  Examiner Expectations

JANET BRYAN
District Director
Department of Banking

EDDIE STROM
Bank Examiner
FDIC

DAN HAGGARTY
Principal Examiner, BSA/AML Risk Supervision Team
Federal Reserve Bank

10:30 AM to 10:45 AM

Break

10:45 AM to 11:45 AM

Current Threat Intelligence around Business Email Compromise (BEC)

STEPHEN DOUGHERTY
U.S. Secret Service, Global Operation
Investigative Center (GIOC)

11:45 AM to 12:45 PM

Lunch

12:45 PM to 1:45 PM

FedNOW and Regulation E:  Impact of Authorized vs Unauthorized Fraud

DAVID PETERSON
Chief Innovation Officer
First National Bankers Bank

RAYLEEN M. PIRNIE, BCI, AAP, CERP
Director
New England ACH Association

1:45 PM to 2:35 PM

Who Owns OFAC Due Diligence?  Case Study and Best Practices for Financial Crimes and Sanctions Investigations

KYLE DADDIO
Managing Director
Disputes, Claims, and Investigations
STOUT

2:35 PM to 2:45 PM

Break

2:45 PM to 3:45 PM

Growing Fraud Trends in Community Banks:  What You Need to Know

TERRI SANDS, CAMS – Audit, AAP, CFE
Managing Director
STOUT

KELLY ROZIER – AAP, APRP
Associate
STOUT

8:15 AM to 8:30 AM

Opening Remarks

8:30 AM to 9:30 AM

Financial Crime Investigation and Outcome

MARYLEE ROBINSON

STOUT

9:30 AM to 9:45 AM

Break

9:45 AM to 10:45 AM

Deposit Lending and BSA Monitoring, Fraud and Common Procedure Gaps

• Trends in Deposit and Loan Fraud
• Training Deposit and Lending Areas on Suspicious Activity Identifications

LAURA BOUDREAUX
Senior Vice President
Chief Compliance Officer
First National Bankers Bank

KATHY SMITH
Vice President
Compliance Auditor
FNBB Services Corp.

SCOTT ROSENBAUM
Director
STOUT
Disputes, Compliance and Investigations

10:45 PM

Closing Remarks