Meetings Agenda
Location To Be Determined
11:00 AM to 12:00 PM
Welcome Remarks / Lunch & Learn
Regulatory Panel: Regulatory Expectations for BSA Programs in a Changing Political and AI Environment
DAVID PETERSON – Moderator
Chief Innovation Officer, First National Bankers Bank
Panelists
FDIC
OCC
FEDERAL RESERVE BANK
DEPARTMENT OF BANKING
Location To Be Determined
12:00 PM
Lunch Break (Boxed Lunches)
Location To Be Determined
12:15 PM to 1:15 PM
When Silence Is Costly: Elder Financial Exploitation and Bank Liability
BRAD RUSTIN
Chair, Financial Services Regulatory Practice
Nelson Mullins
1:15 PM PM to 2:15 PM
From Transactions to Arrests: Following the Financial Trail of Terrorism
WAYNE ROSEN, CFE – Moderator
Assistant Special Agent in Charge (ASAC)
Federal Reserve Office of Inspector General (OIG)
Panelists
LAW ENFORCEMENT
Location To Be Determined
2:15 PM to 3:15 PM
Human Crime: The Blind Spot in Banking
IAN MICHELL
Founder and Board Chair
The Knoble
3:15 PM to 3:30 PM
Break
Location To Be Determined
3:30 PM to 4:30 PM
Breakout Session 1
The Last Click and the First Call: A Wire Fraud & Recovery Workshop
KELLY ROZIER, AAP, APRP
Associate
Payments, Compliance & Financial Crimes
Stout
Location To Be Determined
3:30 PM to 4:30 PM
Breakout Session 2
Tell the Story Right: A Workshop on Building Strong, Defensible SARs
SCOTT ROSENBAUM, CPA, CFE, APRP
Managing Director
Regulatory Compliance, Payments and Financial Crimes
Stout
Location To Be Determined
8:15 AM to 9:15 AM
Turning Red Flags into SAR Cases
CHRISTOPHER “CHRIS” GEHRING
IRS Special Agent
9:15 AM to 10:15 AM
Preventing Fraud: Moving More to Prevention Than Reaction
PATRICK SMITH
Senior Vice President of Fraud Operations
American Bankers Association
Location To Be Determined
10:15 AM to 10:30 AM
Break
Location To Be Determined
10:30 AM to 12:00 PM
Inside the Investigations: Fraud Cases That Changed Institutions
WAYNE ROSEN, CFE
Assistant Special Agent in Charge (ASAC)
Federal Reserve Office of Inspector General (OIG)
KRISTA BRADFORD
Special Agent
FBI
Location To Be Determined
12:00 PM to 1:15 PM
Lunch & Learn Session
(Lunch Buffet)
Location To Be Determined
1:15 PM to 2:15 PM
Crypto Scams
ERIN WEST
Founder and President
Shamrock
2:15 PM to 3:15 PM
Case Study: Loan Participation Control Failures and the Ripple Effect
TERRI SANDS, CAMS-Audit, AAP, CFE. ACT, AAP
Managing Director
Regulatory Compliance, Payment and Financial Crimes
Stout
Location To Be Determined
8:15 AM to 9:15 AM
How AI is Impacting BSA and Fraud Programs: Positives and Dangers
CHARU SHARMA
AI Agent for Financial Crime Compliance
Fenrock AI
Location To Be Determined
9:15 AM to 9:30 AM
Break
Location To Be Determined
9:30 AM to 10:30 AM
Under Siege: Bank Fraud, Insider Crime, and Emerging Financial Threats
WAYNE ROSEN, CFE – Moderator
Panelists
FEDERAL RESERVE OFFICE OF INSPECTOR GENERAL (OIG)
ASSISTANT SPECIAL AGENT IN CHARGE (ASAC)
EDWIN “ED” BONANO
Special Agent in Charge
FHFA
OIG
CHRIS HERSEY
Senior Special Agent
Treasury
OIG
DAVID BRANT
Senior Special Agent
FDIC
OIG
10:30 AM to 11:30 AM
“Should Have Know”: The High Cost of Weak CDD
SCOTT ROSENBAUM, CPA, CFE, APRP
Managing Director
Regulatory Compliance, Payments and Financial Crimes
Stout