Meetings Agenda
1:00 PM to 1:15 PM
Welcome Remarks
1:15 PM to 2:15 PM
FinCEN Investigations and Money Laundering Case Studies
CHRIS HERSEY
Senior Special Agent
U.S. Department of the Treasury Office of Inspector General
PAUL LISS
FinCEN Senior Special Agent (Retired)
2:15 PM to 2:30 PM
Break
2:30 PM to 3:30 PM
BSA Officer and Support Team Roundtable Discussion
- Effective identifying and Monitoring High Risk Customers
- Performing Due Diligence
- Systems and Staffing Challenges: What Works and What Doesn’t
JAY FUNDERBURKE
Chief Compliance Officer
Bank of Alapaha
AMY TRAMMEL
BSA Manager, Asst. Compliance Manager
Citizens National Bank, N.A.
JENNIFER BUREL
Chief Risk Officer
Commercial Bank
CHRISTENE WHITMAN
Compliance and BSA Officer
Truliant Federal Credit Union
2:30 PM to 3:30 PM
Treasury Services and Support Team Roundtable Discussion
- Trends in Treasury Services Fraud and Mitigation Controls
- Check Fraud and Positive Pay Services
- Risk Rating Treasury Clients
MISSY LEE
Treasury Services
First American Bank
HALEY HORTON
Treasury Services Manager
First Bank of Alabama
KRISTY POWELL
Directory of Treasury Services
Morris Bank
CHRISTINE WHITMAN
Truliant Federal Credit Union
3:30 PM to 3:45 PM
Break
3:45 PM to 4:45 PM
Domestic Terrorist Red Flags
4:45 PM
End of Day Remarks
8:15 AM to 8:30 AM
Opening Remarks
8:30 AM to 9:30 AM
Law Enforcement Key Trends in Financial Crimes
DAVID BYROADE
U.S. Secret Service
Criminal Investigative Division, FinCEN Liaison
MICHAEL MAXEY
US Postal Inspector
US Postal Inspection Service
DANIEL R. SIGMOND
Special Agent
Federal Bureau of Investigation
9:30 AM to 10:30 AM
Regulatory Insight on BSA and Fraud Exposure: Examiner Expectations
JANET BRYAN
District Director
Department of Banking
EDDIE STROM
Bank Examiner
FDIC
DAN HAGGARTY
Principal Examiner, BSA/AML Risk Supervision Team
Federal Reserve Bank
10:30 AM to 10:45 AM
Break
10:45 AM to 11:45 AM
Current Threat Intelligence around Business Email Compromise (BEC)
STEPHEN DOUGHERTY
U.S. Secret Service, Global Operation
Investigative Center (GIOC)
11:45 AM to 12:45 PM
Lunch
12:45 PM to 1:45 PM
FedNOW and Regulation E: Impact of Authorized vs Unauthorized Fraud
DAVID PETERSON
Chief Innovation Officer
First National Bankers Bank
RAYLEEN M. PIRNIE, BCI, AAP, CERP
Director
New England ACH Association
1:45 PM to 2:35 PM
Who Owns OFAC Due Diligence? Case Study and Best Practices for Financial Crimes and Sanctions Investigations
KYLE DADDIO
Managing Director
Disputes, Claims, and Investigations
STOUT
2:35 PM to 2:45 PM
Break
2:45 PM to 3:45 PM
Growing Fraud Trends in Community Banks: What You Need to Know
TERRI SANDS, CAMS – Audit, AAP, CFE
Managing Director
STOUT
KELLY ROZIER – AAP, APRP
Associate
STOUT
8:15 AM to 8:30 AM
Opening Remarks
8:30 AM to 9:30 AM
Financial Crime Investigation and Outcome
MARYLEE ROBINSON
STOUT
9:30 AM to 9:45 AM
Break
9:45 AM to 10:45 AM
Deposit Lending and BSA Monitoring, Fraud and Common Procedure Gaps
- Trends in Deposit and Loan Fraud
- Training Deposit and Lending Areas on Suspicious Activity Identifications
LAURA BOUDREAUX
Senior Vice President
Chief Compliance Officer
First National Bankers Bank
KATHY SMITH
Vice President
Compliance Auditor
FNBB Services Corp.
SCOTT ROSENBAUM
Director
STOUT
Disputes, Compliance and Investigations
10:45 PM
Closing Remarks